Adams v Options SIPP: the perils of unregulated introductions
Introduction The Court of Appeal’s recent judgment in Adams v Options UK Personal Pensions LLP [2021] EWCA Civ 474 has the potential to have very significant implications for “execution-only” SIPP providers and others in the regulated sector who accept clients brought to them by unregulated introducers. If the unregulated introducer oversteps the mark and undertakes […]
2nd June 2021
James Purchas and Daniel Khoo successful for FCA in £3.6m unauthorised share scheme
On 6 May 2020 the High Court handed down judgment in The Financial Conduct Authority v Skinner and ors [2020] EWHC 1097 (Ch), a claim by the FCA relating an unauthorised scheme. The unlawful scheme involved the sale of shares in Our Price Records Limited (“OPR”) in 2014 and 2015. OPR was promoted as a commission earning […]
11th May 2020
Civil Appeals: Principle & Procedure 2nd Edition Published
We are pleased to announce that the second edition of Civil Appeals: Principle and Procedure has been published. Written by Sean O’Sullivan KC, Lynne McCafferty, James Purchas and James Leabeater, Civil Appeals is an authoritative and detailed guide to the practice and procedure for bringing civil appeals at all levels of the appellate courts. Further […]
18th September 2015
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